Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the ...

Vulnerable customers encouraged to open up to financial firms - People going through certain events may not realise they ...

The UK’s financial watchdog has fined H2O Asset Management’s former deputy chief executive £1mn and banned him from the financial services industry for providing deliberately misleading information.

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

Rachel Reeves has set out sweeping reforms to the UK’s finance industry in the hope of delivering much-needed economic growth ...

Britain’s financial regulator will scrap the need for most listed companies to publish lengthy prospectus documents before ...

The Financial Conduct Authority (FCA) is a quasi-governmental agency in the United Kingdom, formed as one of the successors to the Financial Services Authority (FSA). It regulates financial firms ...

The UK Financial Conduct Authority (FCA) launched in September a review of the treatment of domestic politically exposed persons (PEPs) by UK-regulated financial services firms. This review will ...

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

Introduction. The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...

News about Financial Conduct Authority (Great Britain). Commentary and archival information about Financial Conduct Authority (Great Britain) from The New York Times.