Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the former deputy CEO of French asset manager H2O, and banned him from the ...

The UK’s financial watchdog has fined H2O Asset Management’s former deputy chief executive £1mn and banned him from the financial services industry for providing deliberately misleading information.

Buy now, pay later consumer protections proposed by Financial Conduct Authority - Borrowers will have more transparency over ...

Financial services firms are shedding millions in fines as regulators crack down on lax anti-money laundering processes ...

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

Too few clients who come to my door are aware that advisers MUST provide this information - not only when you first sign up ...

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

The FCA said Barclays "facilitated the movement of funds linked to financial crime" by providing services to Stunt & Co and ...

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

Financial watchdogs have insisted that the risk of a financial crisis will not increase as a result of measures announced by ...

Introduction. The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...

News about Financial Conduct Authority (Great Britain). Commentary and archival information about Financial Conduct Authority (Great Britain) from The New York Times.