For the S&P 500 and Nasdaq, the week ended on Friday as it began on Monday: new highs on growing confidence that the U.S.

Major broker-dealers including Fidelity, Robinhood want FINRA to relax day trading rules, including the $25,000-minimum ...

Day trading is a risky investment strategy that involves buying and selling securities, such as stocks, on the same trading ...

NYSE margin debt jumped 18.5% in April to June, trailing periods just before the dot-com crash and the 2008 global financial ...

The Wall Street firm is being investigated over whether it properly vetted its clients for money-laundering risks.

The U.S. Financial Industry Regulatory Authority (FINRA) is investigating Morgan Stanley over how the firm screened clients ...

A federal grand jury indicted 77-year-old Edwin Emmett Lickiss, Jr., on one count of wire fraud and one count of money ...

The 77-year-old suspect was based in Alamo and Danville and was the owner of Foundation Financial Group, which provided ...

Working with a financial advisor involves a lot of trust. You’re sharing information about one of the most personal aspects ...

Morgan Stanley is being probed by the Financial Industry Regulatory Authority over its vetting of clients for the risk of ...

The Financial Industry Regulatory Authority, known as Finra, is investigating Morgan Stanley (MS) to see if the bank is properly assessing its clients for money laundering risks, according to a media ...