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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Careers at the Securities and Exchange Commission - SEC.gov
Careers at the Securities and Exchange Commission The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Applicants must be U.S. citizens, and positions are located in Washington, D.C., or regional offices around the United States.
Filings & Forms - SEC.gov
Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
Pathways: Internship Program - SEC.gov
Must be a U.S. citizen; Maintain a cumulative grade point average of a 2.5 or higher; Remain in good academic standing with the educational institution; Maintain at least a half-time course load the duration of the program; Enter into a written agreement (i.e., Participant Agreement) that outlines roles and responsibilities; Assignment of a ...
Search Filings - SEC.gov
Jul 2, 2024 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
Crypto Assets - SEC.gov
Oct 10, 2024 · The Securities and Exchange Commission announced charges against TradeStation Crypto, Inc., based in Plantation, Florida, for failing to register the offer and sale of a crypto lending product that allowed U.S. investors to deposit or purchase crypto assets in a TradeStation account in exchange for the company’s promise to pay interest.
Contact the SEC - SEC.gov
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SEC.gov | Los Angeles Regional Office
Nov 25, 2024 · The Los Angeles Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.
SEC.gov | Submit a Tip or Complaint
Possible securities law violations like fraud, Ponzi schemes, insider trading, market manipulation, or other wrongdoing A problem I'm having with my investment account or financial professional The SEC or self-regulatory organizations (SROs) such as stock exchanges or FINRA
SEC.gov | Statutes and Regulations
securities of municipal, state, and federal governments. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to the public. Securities Exchange Act of 1934. With this Act, Congress created the Securities and Exchange Commission.